Prevention in practice – a summary.
© Birch et al. 2015
Published: 15 September 2015
This paper is a summary document of the Prevention in Practice Conference and Special Supplement of BMC Oral Health. It represents the consensus view of the presenters and captures the questions, comments and suggestions of the assembled audience.
Using the prepared manuscripts for the conference, collected materials from scribes during the conference and additional resources collated in advance of the meeting, authors agreed on the summary document.
The Prevention in Practice conference aimed to collate information about which diseases could be prevented in practice, how diseases could be identified early enough to facilitate prevention, what evidence based therapies and treatments were available and how, given the collective evidence, could these be introduced in general dental practice within different reimbursement models.
While examples of best practice were provided from both social care and insurance models it was clear that further work was required on both provider and payer side to ensure that evidence based prevention was both implemented properly but also reimbursed sufficiently. It is clear that savings can be made but these must not be overstated and that the use of effective skill mix would be key to realizing efficiencies. The evidence base for prevention of caries and periodontal disease has been available for many years, as have the tools and techniques to detect, diagnose and stage the diseases appropriately. Dentistry finds itself in a enviable position with respect to its ability to prevent, arrest and reverse much of the burden of disease, however, it is clear that the infrastructure within primary care must be changed, and practitioners and their teams appropriately supported to deliver this paradigm shift from a surgical to a medical model.
The proceeding papers in this special edition have described the individual elements required to place prevention at the heart of practice. From the definition and detection of common oral disease, the historical development of prevention, through to the economics and implementation of services, models and systems to promote prevention the proceeding papers provide a wealth of evidence.
What is oral health and how can it be maintained?
How can we detect disease processes in a timely fashion so that prevention can work?
How can we organise dental services to support a transition from a surgical to a medical model, from care to cure.
When considering each of these three broad themes, the workshop groups were tasked with ensuring that the focus remained on what could be achieved within a community based general dental practice.
It is important to note that this summary represents a distillation of the articles provided in the supplement and also reflects on comments provided by attendees to the conference as well as discussion between the authors. References to main points are included, but the original papers contain the necessary citations to support the approach.
1) What is oral health and how can it be maintained?
Definition of oral health
As a discipline, dentistry has focused on disease progression and the symptoms or disease history of a patient, rather than the maintenance of their oral health. The definition of oral health is difficult but will be defined as being the “absence of oral disease activity or progression with perceived well-being and without functional impairment". Such a definition is consistent with earlier categorizations such as that of the World Health Organisation . As dentistry develops new and more powerful surrogate tests to enhance our understanding of oral health and disease, this definition is likely to evolve further.
How do we maintain oral health? The importance of self-care
The primary responsibility of maintaining oral health lies with the individual, or their custodians . This should be achieved through effective; evidence based self-care but also needs to be supported by public health policy, education, the provision of professional monitoring and therapeutic interventions when necessary. Self-care is most effective when individuals are oral health literate and demand a dentition that is functional and aesthetically appealing. The dental care industry has an important role to play in the provision of effective, economic and accessible products to enable self-care. Maintenance of oral health is largely achieved through tooth brushing to provide plaque control (for gingival and periodontal health) combined with fluoride toothpaste (for caries prevention and treatment) . Self-care should also be supported by a healthy diet, refraining from excessive alcohol intake or use of tobacco and regular visits to a dental professional to assess any disease activity or increased risk that may indicate change is required.
Public health policy
Public Health policy supports healthy environments and access to care to provide both prevention and reparative interventions that are effectively remunerated, encourage oral health literacy and individual empowerment. The numerous models of provision of oral care available whether they are free at point of delivery, insurance based or government supported may all be adapted to provide these basic prerequisites. In defining public health policy we must ensure that the benefits of oral health are understood and promoted by all, and that messages are clear, simple and above all consistent. Recent reports suggest that the profession is still unclear about simple oral hygiene measures and such variability in advice leaves patients confused about their role in securing and maintaining their oral health . There may be a good case for dental organizations, such as IADR or FDI to develop and agree simple, consistent, evidence based guidelines for oral hygiene.
Professional care - a model of medical dentistry
The role of the dental care professional is to monitor oral health and assess risk of disease progression in addition to the more widely perceived role of provision of reparative surgical interventions. The monitoring of oral health and the provision of appropriate interventions when evidence of risk of disease progression is identified primarily achieves this. Once disease is identified this must be monitored to assess the success of any intervention through appropriate recall strategies. It is recognized that this medical model of dentistry, while promoted for many years and supported by strong research evidence, is not always at the center of dental training programmes and many dental care professionals still graduate as proficient surgeons, but lack the skills and knowledge to implement effective prevention .
Preventive Strategies to restore health
Periodontal & Gingival
High Fluoride Toothpaste and gels
Professional Tooth Cleaning
The strategies defined in Table 1 are based on the detection of disease at a sufficiently early stage to enable maximum benefit. If the disease process is too advanced, for example gross caries into pulp with periapical infection, or advanced bone loss with highly mobile teeth - preventive therapies have little role in management. Community dental practitioners have generally been focused on the detection of disease at a stage where surgical intervention is required. If prevention in practice is to show real health benefits there needs to be a paradigm shift in diagnostic skills and approach to ensure that the disease processes are detected at a stage where medical interventions can be effectively implemented. Detecting disease at this level can be complex - and often times it may be difficult to differentiate from health.
2) How can we detect disease processes in a timely fashion so that prevention can work?
The previous section considered the definition of disease, the nature of the role of self and professional care and the dominant strategies available to prevent and arrest early stage oral diseases. However, in order to be able to enact these therapies effectively - diseases need to be detected, diagnosed, staged and the risk of the patient assessed. The Cape Town conference concentrated on the major oral diseases of caries and periodontal diseases, however, for completeness we have also covered, briefly, tooth surface loss and oral cancer.
Dental caries is a major cause of functional impairment in humans
Dental caries is the most prevalent condition afflicting humans  and has significant impact on quality of life, pain, and may even lead to life-threatening infections . Dental caries is a complex multifactorial disease caused by an ecological shift in the microbiome following long-term frequent exposure to sugary or carbohydrate-containing drinks, foods, or snacks, poor oral hygiene practices and preventive care. Hence, to prevent the development of new caries lesions on sound tooth surfaces (primary prevention) and to stop the progression of early or initial caries lesions (secondary prevention), dental practitioners must first stage the caries process and assess its risk factors .
Staging of the caries progress is a pre-requisite to prevention
The combination of clinical and radiographic stages results in the following classification of the caries stages of teeth or tooth surfaces, as appropriate:
Sound tooth surfaces with no radiographic radiolucency.
Initial or moderate clinical caries lesions and with initial radiographic stages of caries
Control of progression
Moderate or extensive caries lesions with moderate or extensive radiographic stages.
Surgical treatment to promote function and aesthetics
Red-circled factors are definitely associated with high caries risk. While other factors in combination or frequency, can collectively increase the risk of progression. For caries management decisions on behavioral and therapeutic interventions, patients’ risk status should be classified into low, medium or high. For each of these classifications, patients will receive different intensity and combination of clinical and personal self-care recommendations. As such patient centered care is developed further enhancing the integrated care model and moving away from the “one size fits all” surgical approach. It should be recognized that the use of risk based treatment planning is already advocated in many dental health systems - often associated with RAG ratings (Red, Amber Green). The International Caries Classification and Management System (ICCMS) is an excellent example of how this approach can operationalized and will provide a wealth of support material including caries management application and patient educational material . It is also important to note that patients will, at different times, move between risk ratings - this might be due to short term changes in risk (for example pregnancy or an acute medical condition) or to longer term impacts such as the loss of manual dexterity or cognitive impairment.
Periodontal diseases comprise a group of highly prevalent chronic inflammatory conditions that affect the supporting structures of the teeth. The bacterial biofilm plays a fundamental role in initiating and perpetuating an inflammatory response in the periodontal tissues. Susceptibility to disease varies widely between individuals, dependent on environmental factors such as smoking, and genetic aspects of the immune and inflammatory functioning  Detection and diagnosis of periodontal conditions should be a routine component of oral and dental assessment.
Definition of periodontal diseases amenable to prevention
On the basis of our definition of oral health, the diagnosis of periodontal diseases infers progressing disease with functional impairment or pain in the absence of psychological or social well-being. Functional impairment in its broadest sense can include impaired function (e.g. chewing, speaking, socializing), pain (e.g. hypersensitivity), and/or compromised aesthetics. The periodontal conditions that will be considered include chronic periodontitis and gingivitis (i.e. plaque-induced gingivitis).
Chronic periodontitis is a bacterially induced chronic inflammation of the periodontal tissues that results in loss of attachment and alveolar bone destruction . Progressing disease should be identified as part of regular dental assessment. Certain patients may have evidence of periodontitis which is stable (i.e. no evidence of progression), and that is not causing functional impairments. Gingivitis is bacterially induced inflammation that is confined to the gingival tissues. Utilizing our definition of health above, it could debated whether chronic gingivitis ever presents as a functional impairment, and at a histological level, gingival inflammation is evident in almost every person. On the other hand, certain patients may have anxieties regarding gingivitis, such as gingival bleeding, or aesthetic concerns. Recognizing that gingivitis is a proxy measure of poor oral hygiene and frequently precedes destructive periodontal involvement its detection should, however, remain an important element of assessing risk.
Staging of periodontal conditions
Like dental caries, it is important to stage and categorize periodontal conditions. In simple terms, we distinguish between gingivitis and periodontitis. Gingivitis is generally regarded as being reversible once inflammation reduces, and this is achieved by improved self-care and enabling professional care (often professional plaque removal). The tissue damage associated with periodontitis is largely irreversible, and therefore management focuses on prevention of periodontitis progression. Primary prevention of gingivitis should be a key aim of dental professionals, to maintain non-inflamed, healthy tissues. If gingivitis is identified, treatment should be provided to resolve the gingivitis, as this is a preventive strategy for preventing progression to periodontitis. If periodontitis is identified, management strategies should be implemented that aim to prevent further destruction of the periodontium.
Detection of disease
CPI Codes in periodontal assessments
CPI code 0
No increased probing depths, no bleeding on probing. Indicates healthy periodontal tissues.
CPI code 1
Bleeding on probing, together with clinical evidence of gingival inflammation (erythema, oedema), indicates gingivitis.
CPI codes 3 and 4
Probing depths of 4mm or greater, indicative of periodontitis. In this case, detailed periodontal examination should be performed, together with radiographic assessment of alveolar bone status as indicated by the clinical situation.
Assessment of periodontal status at a single point in time cannot provide information about disease progression. Therefore, assessments should be repeated over time to determine if attachment loss is progressing. However, many patients present with disease without the clinician being able to readily identify that the condition is progressing. Such patients may have a functional limitation, indicating a requirement for intervention. However, even in the absence of functional limitations or of proof of disease progression, periodontal disease in newly presenting patients does require intervention to prevent further progression.
Risk assessment to promote periodontal health
Periodontal disease is a complex, inflammatory disease that has multiple aetiologies, but a common clinical end-point. There is wide variation in susceptibility between individuals. The bacterial challenge perpetuates the chronic inflammatory response, which itself is influenced by environmental risk factors, the most important being smoking  and diabetes . Assessment of risk should form part of the assessment of all patients. Key environmental risk factors to assess that are amenable to modification include:
smoking behaviours: years of smoking, number of cigarettes per day, type of smoking, awareness of the impact of smoking on periodontal status, and interest to talk about quitting
diabetes: level of glycaemic control (e.g. subjective assessments “good” vs. “poor”, or objective measures such as HbA1c), presence of other diabetes complications, awareness of the impact of diabetes on periodontal status
Tooth surface loss
Tooth surface loss (TSL) may be purely physiological and occurs as a natural consequence of ageing . Causative factors including erosion, abrasion and attrition can render tooth surface loss pathological. As a result of this, symptoms may develop and treatment may be indicated. As such TSL may contribute to a decline in oral health as defined within this work.
Dental erosion is defined as a chemical process that involves the dissolution of enamel and dentine by acids not derived from bacteria when the surrounding aqueous phase is under saturated with tooth mineral. In contrast to caries, which develops as subsurface lesion body, dental erosion has been described as a surface phenomenon only. Clinically, the loss of structural integrity and mechanical strength is characterized by smoothness of the surface . This process is followed by continuous layer-by-layer dissolution of enamel crystals, leading to a permanent loss of tooth volume with a softened layer at the surface of the remaining tissue. Erosive factors may be either intrinsic or extrinsic. Extrinsic sources include drinks such as fresh fruit juices, carbonated drinks, alcoholic beverages; and some foods and industrial processes. Intrinsic sources include gastro-oesophageal reflux and eating disorders, amongst others .
The Basic Erosive Wear Examination (BEWE) index. 
No erosive tooth wear
Initial loss of surface texture
Distinct defect, hard tissue loss, <50%of the surface area
Hard tissue loss >50% of the surface area
While in the initial and moderate stages of erosion (BEWE 1), preventive or non-invasive strategies are indicated, in advanced stages (BEWE 2 and 3) more complex and invasive therapeutic strategies may be needed . Determining factors for initiating therapeutics intervention are sensitivity, aesthetics and functional impairment .
Oral cancer and premalignant conditions
Although not a study topic in this Symposium and considering the examination of preventive strategies for oral neoplasms involves extensive review that is beyond the scope of this Summary, there are several general comments concerning oral cancers requiring comment. Opportunistic cancer screening should be performed in every dental examination. Assessing patients for mouth cancer, and potentially malignant disease requires a high level of suspicion, but many other conditions may present with similar changes. The level of suspicion should be raised if the patient is a smoker or heavy alcohol drinker, chews betel nut (areca nut) or tobacco, or is over 40 years. More recently, the human papilloma virus (HPV), which is sexually transmitted, has been associated with cancers of the oral and oropharyngeal region. The screening for oral cancer would include detecting the presence or absence of malignant and potentially malignant lesions in the oral mucosa and distinguishing these from benign conditions.
3. How can we organize practice to deliver effective prevention?
The current position
Primary care provision in dentistry has predominantly focused on the treatment of presenting oral disease in attending patients. This has largely arisen historically given the high of levels of disease present in the population over the last two to three decades. It has also been influenced by the way service reimbursement is linked to treatment interventions to serve demand , the way dentists are trained and how dental practices are organized to deliver treatment services  .
attention becomes limited to dental treatment care (i.e. services are provided to meet presenting need [or demand] on an episodic basis by the dental care provider) as opposed to emphasis on self-care to prevent future disease, (i.e. the continuous attention given to explaining disease processes to promote healthy mouths involving daily self-care (oral hygiene, healthy diets) supported by regular periodic professional care.
as oral health improves, services are not being delivered in accordance with the relative needs (or relative risk of needs) or the distribution of these needs across different patient groups. Instead, the systems and processes of dentistry lock professionals into maintaining the status quo of service provision and responding to and inducing patient demands and supplier-induced demand.
there is incomplete coverage of the population by dental care provision beyond a stable patient base of regular attenders that not only fails to address social inequalities in oral health, but contributes to these inequalities.
there is a need for policy leaders to shift the focus from a traditionally surgical model of dentistry to an approach that concentrates on prevention by integrating mouth health with general health and social policies. Such an alliance will shift the focus in oral health from technical interventions towards social determinants of health and to greater equity and social justice.
These issues remain in many countries despite the use of different approaches to governing, delivering and funding dental care provision. This is largely due to the upstream nature of the social determinants of oral health and the downstream approaches to delivering care . If untreated, dental disease can have a substantial impact on individuals’ health, functioning and self-esteem whilst also giving rise to school/work absence, reductions in productivity when at school/work and adverse effects on nutrition and development, particularly in children and adolescents.
Enablers for change
So what changes must take place in order to support the development of an effective prevention strategy for oral health? In the rest of this section we briefly identify and discuss the possible elements of such a policy organizing these under three broad headings, financial incentives, human resources and governance.
Financial incentives: Although many dentists are keen to adopt a preventive model of care, the systems in which they work often lead to such models not being structurally or financially viable. Where dentists rewards are based on what is done (throughput based) ‘in the here and now’ as distinct from who it is done for (population-based), the quality of care provided is naturally hampered  and engaging in prevention may lead to lower practice income . By adopting alternative funding models that reward providers for engaging with hard to reach populations and high needs groups, we can ensure that from a provider perspective broadening the reach of their service pays appropriately .
In addition, practicing prevention has the potential to reduce service needs at both the individual patient and the population level, through a halo effect and hence reduce workloads at the practice level. This then frees up capacity to serve larger populations and further increases coverage. This virtuous circle approach must be tempered with the fact that if hard to reach groups are accessed, they may present with surgical need. Delivering this prior to the benefits of prevention being seen may impact on the perceived effectiveness of the approach - not least within the relatively short political cycles as compared to the relatively long disease processes of caries and periodontal conditions.
Human resources: The dentist may not be the most appropriate person to be delivering preventive care. Dental care professionals (DCPs) can be an effective and cost effective part of the dental care team within a prevention model. The adoption of an efficient ‘building’ design and skill-mix within a dental team provides an opportunity to use the team in a more productive way. Examples include dental nurses with additional competence and skills placing fluoride varnish and using motivational interviewing techniques, hygienists and therapists working to their full scope of practice to complete routine treatments and interim care preventive interventions in addition to screening examinations with a prevention focus in out-reach settings; enabling dentist time to be released to focus on more complex service needs and high risk/need populations .
The use of a wider skill mix within dental teams is in various stages of implementation globally - with some health systems readily accepting it - especially in areas where recruiting a more traditional dental workforce is problematic, but in others there has been significant push back from organized dentistry to resist the perceived erosion of the dentist as the center piece of oral care delivery . By demonstrating the value of skill mix as an enabler for preventive care the ability for dentists to devote more resource to complex patients may be realized.
Patient responsibilities: Understanding the importance of personal homecare and eliminating destructive behaviors (e.g., smoking) become important factors for oral health. It is well known that both short-term improvement as well as long-term improvement in oral health can be obtained in patients but this must be individualized to the patient, otherwise, relapse will occur to baseline levels. To ensure acceptance and compliance, a significant aspect of care that immediately affects oral health is health literacy of the patient. Oral health literacy allows the patient to obtain services that are necessary for management of their oral health.
Governance: The delivery of effective prevention is a matter of public interest given the broad social impact of oral diseases on the one hand and the potential risk of harm from care provided by untrained or inadequately trained providers on the other. Policies are therefore required to support prevention in practice that (a) provide the appropriate regulatory framework to protect the public from harm and promote continual quality improvement in terms of training and competence of providers, (b) remove any impediments or restrictions on providers performing their full scope of practice, including but not limited to funding models that make adopting appropriate skill-mix in the financial interests of practice owners, not at the expense of those interests such as facilitating larger dental practice units that include preventive/ interview rooms in addition to surgeries.
Overall the adoption of prevention in practice represents a paradigm shift in the way we think about oral health care, with the focus switching from intervention to a model that promotes health according to individual needs and risk. At a micro level changes are needed in the way that dentists approach the routine examination. There should be an assessment of individual risk and an investigation of the patient's current self-care routine and circumstances to establish a complete understanding of the patient's oral health needs and environment. This can be achieved by completing a needs assessment and creating a personalized daily self care plan for every patient.
This requires attention to be paid to the collection of data that relates to an individual's risks (hygiene, diet, tooth brushing habits) and needs (absence of pain and discomfort, functioning, self-esteem) as a basis for tailoring preventive care based on individual need. Excellent communication of the daily care plan is also essential. Practitioners should be motivated by the potential for increasingly rewarding relationships with patients which encourage them to manage and take responsibility for their own oral health and prevent disease rather than being dependent on the dentist to cure problems once they occur. Again, such an approach would lead to the potential of increasing the capacity to care for the wider population who currently do not attend and where much of the burden of oral disease resides.
Preventive practice should be further encouraged through ‘federated’ local networks to encourage dentists to reach out into their communities and integrate with their peers. This will ensure that services are “clinically led & clinically owned”, with strong leadership forming the basis for supporting effective service planning, quality improvement and engagement. This is not without its challenges. It requires a considerable shift in the culture of dentists and their team to share good practice and become motivated by the need of the local population rather than simply by the demand of their stable patient base. It also requires that policy leaders facilitate supportive environments, so that patients can adopt self-care messages and behavior change advocated by dental teams; as oral health inequalities result from social inequalities in the conditions of daily life.
This special edition of BMC Oral Health was produced in response to a perceived “blockage” in the transfer of research into clinical practice. The evidence base has, for many years, increasingly supported the use of products, therapies and interventions that have been shown to prevent, arrest and reverse the commonest dental diseases that remain an issue globally. The development of diagnostic and staging systems and devices, combined with a recognition of the impact of risk on dynamic disease process, means that the disease processes can now be identified at an appropriate stage where they are amenable to early interventions. Despite this prevention in practice does not appear to be widely implemented.
The purpose of the Cape Town Conference was to collate the evidence for all three stages of prevention - identification of disease, the evidence based therapies and the enabling factors to implementation - together in a single document. It is clear that there are examples of best practice, where prevention has been instilled within services (See Bridgman, Helgeson in this supplement) despite existing and persistent barriers, but much more work is required, at all levels within the health care system to anchor prevention at the heart of dentistry. Governments, policy makers, insurers, organized dentistry, industry, the profession and patients all have a role to play in pushing clinical practice from surgical delivery of restorative treatments into a care model of health promotion and prevention.
This article has been published as part of BMC Health Services Research Volume 15 Supplement 1, 2015: Proceedings of Prevention in practice - making it happen. The full contents of the supplement are available online at http://www.biomedcentral.com/bmchealthservres/supplements/15/S1. Publication charges for this supplement were funded by Colgate Palmolive.
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